Internal Controls Analyst

Audit & Controls Houston, Texas

  • Job Category:

    Audit & Controls

  • Location:

    Houston, Texas

  • Job Type:


  • Number of Openings:



Position at Tokio Marine HCC

Tokio Marine HCC is a leading specialty insurance company with a global footprint supporting the many things in life we cherish.  Love hamburgers and corn on the cob, seeing your favorite musician in an amazing venue, maybe even attending a football game? I bet you never realized there is an entire industry dedicated to ensuring peace of mind for all the big and little things in life. At Tokio Marine HCC we invite you to be part of the collaboration between minds, striving together to lead the specialty insurance field.

As a successful Internal Controls Analyst and based on your experience you will identify, prepare documentation, analyze, design, assess, and report on financial and business process controls for J-SOX and MAR compliance. 
Relying on your experience and your judgment, you will be responsible for accomplishing the following assignments.

Key Responsibilities

  • Review control documentation, evaluate control design, document, and review results of effectiveness testing.
  • Identify and analyze deficiencies in internal controls, recommend changes, develop remediation plans, and track remediation efforts.
  • Assist with communication of control requirements and status reporting for assigned business functions.
  • Advise control owners in control development and design.
  • Develop detailed, complete, and accurate work papers to document and support findings and work performed.
  • Coordinate documentation and communication with Senior Management, Internal Audit, and external auditors.
  • Evaluate Senior Management’s responses to their quarterly Disclosure Controls Questionnaire (DCQ) and quarterly Controls Self-Assessment (CSA) to assess the impact of any requested changes to the overall control environment.
  • Provide training on effective compliance with Tokio Marine HCC's End-User Computing Policy
  • Perform End-User Computing reviews to Monitor compliance with Tokio Marine HCC's End-User Computing Policy.
  • Report results to Internal Controls management.

Education & Experience

  • Bachelor’s Degree in Accounting, Finance, a related field, or the equivalent education
  • Preferred: Certified Public Accountant (CPA) and/or Certified Internal Auditor (CIA) designations.
  • Relevant and progressive professional experience
  • Internal or external audit with Sarbanes-Oxley (SOX or J-SOX) experience and a strong understanding of internal controls.
  • Experience with Governance, Risk, and Compliance software a plus
  • Knowledgeable of industry changes, legal updates, and technical developments related to applicable area of the Company's business to proactively respond to changing business environment
  • Intermediate proficiency and experience using Microsoft Office package (Excel, Access, PowerPoint, Word)