Marketing Compliance Specialist
Who we are
SoFi is a digital personal finance company whose mission is to help its members achieve financial independence to realize their ambitions, whether that be to buy a house one day, start a family on their own terms or be debt free. We aim to be at the center of our members’ financial lives, and to help every member Get Their Money Right®. By joining SoFi, you’ll become part of a forward-thinking company that is transforming financial services by embracing technology to build innovative loan products, investment tools, and more. One of the fastest growing fintech companies, we’ve grown from 250 employees in 2015 to over 1,500 employees today, and are well on our way to reaching 1 million members. With offices across the US, we offer the excitement of a rapidly growing startup with the stability of a seasoned management team and some of the best talent around. As an employer, we strive to hire employees who are committed to both our company’s mission and our desire to build the best culture in the world. If you are driven, passionate about what you do, and excited about the SoFi mission, we would love to hear from you.
The Marketing Compliance Specialist will focus on marketing and advertising compliance across SoFi’s diverse product suite and will be responsible for providing compliance expertise and partner support to SoFi’s Marketing, Business Development, Product, and Engineering departments. In a manner supportive of SoFi’s culture of cross-functional collaboration, the Specialist will review and approve all communications with the public prior to distribution.
The ideal candidate will have experience with banking regulatory requirements that apply to advertising and marketing. This includes, but is not limited to, Regulation B, Regulation Z, UDAAP, CAN-SPAM, and Fair Lending. This role will also assist with other compliance initiatives related to supporting regulatory examinations, consumer protection, and oversight efforts.
What you’ll do:
Review and approve communications with the public for compliance with all federal and state regulations
Provide day-to-day marketing compliance support to various business units and act as the key point-of-contact
Research regulatory risks, document analysis, and communicate recommended or required action
Track marketing claims and maintain associated disclosures and substantiation
Assist with the development and maintenance of SoFi’s policies, procedures, and regulatory compliance training material
Prepare comprehensive management reports by collecting, analyzing, and summarizing large quantities of data
Contribute to the monitoring of changes in applicable laws, regulations, and industry standards
Assist with the management of improvement initiatives from a structural, functional, and organizational change management perspective
Other duties as assigned
What you’ll need:
3+ years of relevant work experience
Degree from an accredited university or significant relevant experience
Experience with content management systems
Excellent oral and communication skills; must be able to effectively articulate regulatory risks and proposed mitigation
Ability to work in a fast-paced, changing environment
Ability to analyze and interpret rules, regulations, and policies
Superior organization skills and attention to detail
Strong problem-solving and research abilities
Outstanding ability to develop and foster cross-functional relationships with key stakeholders
Exceptional experience with G Suite, particularly with Sheets and dashboarding.
Nice to have:
Compliance background preferred
Knowledge of overall lending process, emphasis on mortgages
Working understanding of general banking regulations, with special focus on lending requirements
Highly competent in time management and task prioritization
Experience in compliance monitoring, oversight, or assurance programs
Desire to develop practical, creative solutions that meet business needs while remaining compliant with applicable laws and regulations
Natural strong work ethic and ability to remain motivated in an independent work environment
Why you’ll love working here
Competitive salary packages and bonuses
Comprehensive medical, dental, vision and life insurance benefits
Generous vacation and holidays
Paid parental leave for eligible employees
401(k) and education on retirement planning
Tuition reimbursement on approved programs
Monthly contribution up to $200 to help you pay off your student loans
Great health & well-being benefits including: telehealth parental support, subsidized gym program
Employer paid lunch program (except for remote employees)
Fully stocked kitchen (snacks and drinks)
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.