Compliance Analyst

Operations Overland Park, Kansas


Description


Company Overview

RTS Financial, a Shamrock brand, is a factoring company that provides working capital solutions to businesses across multiple industries, primarily trucking and oilfield services. By providing accounts receivable financing, we help our customers build the cash flow necessary to grow their companies.

Shamrock Trading Corporation is the parent company for a family of brands in transportation services, finance and technology. Headquartered in Overland Park, KS, Shamrock has regularly been named one of the Kansas City Business Journal's "Best Places to Work." We also have offices in Chicago, Dallas, Laredo, Midland, Nashville and Atlanta.


Responsibilities

This position will report directly to the Compliance Supervisor. Compliance Analyst will ensure that the organizations operations and procedures are meeting company compliance standards. Additionally, Compliance Analyst will be asked to evaluate risk policies and procedures, communicate requirements, and identify those that are out of compliance for both clients and personnel.

  • Audit, organize, and process information through documentation to ensure compliance.
  • Assists the planning, organization, and execution of audits related to clients and personnel.
  • Daily client and personnel review using reporting and tools. Responsible for seeking out warning signs and trends to provide feedback to Compliance Supervisor.
  • Proactively identify higher level risk issues and opportunities for addition training to Compliance Supervisor.
  • Assists with weekly portfolio reporting and risk analysis follow up from the operations team.
  • Research and monitor selected departments for out of compliance trends (SBA, MCA, audit procedures, risk review procedures, yield, etc.)
  • Identify efficiencies and scalable options that assist in the compliance duties as the company grows.
  • Other responsibilities and duties assigned as needed.

Qualifications

  • Ideal candidates must possess a strong attention to detail and the ability to approach new ideas, situations, and suggestions with conviction.
  • Bachelor’s degree in Business or related field
    2 plus years of progressive management experience in a transportation/financial setting
  • Strong customer relations ability/experience with analytical and technical skills
  • Proficient in Microsoft Office and PC applications
  • Effective verbal, written and interpersonal communication skills
  • Demonstrate organizational and prioritization skills to meet deadlines.
  • Ability to work in a team environment

Benefits Package

At Shamrock we hire bright, ambitious people and give them the tools they need to be successful. By investing in training and development, we hope to become a long-term career for employees, where there are always opportunities for advancement. Shamrock also offers a premier set of benefits for employees and their families:
  • Medical: Fully-paid healthcare, dental and vision premiums for employees and eligible dependents
  • Financial: Generous company 401(k) contributions and employee stock ownership after one year
  • Wellness: Onsite gym, jogging trail and discounted membership to nearby fitness center
  • Work-Life Balance: Competitive PTO and paid leave policies

#LI-FH1