Senior Compliance Analyst

Legal and Compliance | Plano, Texas Foothill Ranch, California


Position at loanDepot

loanDepot, America's lender, matches borrowers through technology and high-touch customer care with the credit they need to fuel their lives. While there are many loan-touch career opportunities within loanDepot, we could not take care of our employees, nor our customers, without the amazing support of our corporate teams. From HR & Marketing to Finance & Compliance, #TeamloanDepot is always searching for the best talent out there. With over $100 billion in funded loans since inception, the evolution & enthusiasm is not slowing down anytime soon. Come join us!

loanDepot — We are America’s Lender.

Position Summary:

Responsible for assisting in developing and implementing a compliance program for new mortgage servicing operations. Serves as a highly collaborative and entrepreneurial team member with strong initiative to proactively advance important legal and compliance initiatives. Adheres to strict deadlines while successfully multi-tasking numerous projects and day-to-day administrative tasks. Serves as a team player and excellent listener with close attention to detail and great pride in their work. Positively reflects the Legal Department in individual interactions with internal clients at all levels of the organization as well as in interactions with external customers, clients, and vendors. This position ensures the performance of all duties in accordance with the company’s policies and procedures, all U.S. state and federal laws and regulations, wherein the company operates.


  • Researches state and federal laws related to loan servicing.
  • Maintains up-to-date knowledge and understanding of government laws, compliance requirements and responsibilities impacting mortgage loan servicing.
  • Manages the research, preparation, and maintenance of 50 state fee and practice matrices.
  • Works with business team members to advise on state and/or federal legal requirements to minimize risk to the organization.
  • Gathers information and loan files for state examinations and GSE audits. Assists in the coordination of regulatory examinations in collaboration with the senior leadership.
  • Assists in building and maintaining compliance management system for servicing operations.
  • Assists in developing and implementing operational compliance monitoring activities for compliance with mortgage servicing laws and regulations.
  • Perform other duties and projects as assigned.


  • Experience in the mortgage industry required, ideally in servicing.
  • Demonstrated hands-on compliance experience required
  • Current project management experience and strong capability in managing multiple project priorities required
  • Prior experience with interpreting and applying federal, state, and investor regulations required.
  • Bachelor’s Degree or related discipline required, or minimum of five (5) + years’ mortgage experience required.
  • Experience with GSE guidelines preferred.

Why work for #teamloanDepot:

  • Aggressive earning potential and 401K with robust company match           
  • Inclusive, diverse and collaborative culture where people from all backgrounds can thrive
  • Work with other passionate, purposeful and customer-centric people
  • Extensive internal growth and professional development opportunities including tuition reimbursement
  • Comprehensive benefits package including Medical/Dental/Vision
  • Wellness program to support both mental and physical health
  • Generous paid time off for both exempt and non-exempt positions

We are an equal opportunity employer and value diversity in our company. We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.