Corporate Compliance Specialist (Remote)

Compliance United States Franklin, Tennessee Memphis, Tennessee Bowling Green, Kentucky Knoxville, Tennessee Birmingham, Alabama Chattanooga, Tennessee Lexington, Tennessee Ringgold, Georgia Nashville, Tennessee


This position is remote eligible, however you MUST be located in our business footprint. Those states include: KY, TN, AL and GA.

Position Summary:

The Corporate Compliance Specialist in an advisory role supports the first line of defense by participating in various activities to compliment a three line of defense Compliance Management System.  This role is responsible for maintaining compliance and control requirements for several key areas within the department to ensure adherence with applicable federal banking laws and regulations. Specific areas include, but are not limited to, updating, and maintaining complaint risk assessments, performing third party reviews for complaint trends, participating in change management, and supporting complaint management. Reviews complaint data to support recommendations, and corrective action, with the lines of business owners to provide support.  


Essential Duties and Responsibilities:

  • Support the Banks culture by seeking opportunities to reduce risk, promote operational efficiencies, and foster an atmosphere of compliance.
  • Perform research, reviews and maintain an understanding of regulatory materials, announcements, and related publications
  • Update / maintain documentation related to areas assigned
  • Manage assignments and effectively meet deadlines
  • Assists with special projects and perform other duties and responsibilities as assigned
  • Assures a positive working relationship is developed and maintained with auditors / examiners
  • Assists in compilation of monthly and quarterly reports
  • Coordinate/maintain regulatory logs
  • Customer Service – Responsible for fostering the FirstBank Experience to our internal customers, FirstBank associates.
  • Maintain required training in a self-paced environment
  • Maintain additional off-site training as required
  • Adhere to Policy and Procedures - Responsible for all compliance with bank policies, procedures, and operational integrity.


Education and/or Experience:
  • 5+ years of experience in financial institution environment
  • 3+ years of experience required in the field of consumer compliance
  • High School Diploma or GED required
  • Some college credits preferred 
  • Banking certifications required (ABA certifications or similar); long-term compliance experience may mitigate certification requirements  


FirstBank does not accept unsolicited resumes from agencies and staffing firms. Recruitment agencies and consultants may not submit resumes directly to managers. FirstBank will not pay fees to any third-party agency or company that does not have a signed agreement as an approved vendor. FirstBank in an Equal Opportunity Employer, including disability.