Compliance Analyst
Description
Compliance Analyst - Bridge
About Bridge Fund Management Limited
Bridge Fund Management Limited is a third Party Super ManCo (UCITS & AIF) with assets of approx. €70 Billion.
Our clients range from under €100m AUM to over €10bn AUM. Our clients’ strategies and security types are broad. Our objective is to protect shareholders' interests by helping clients to comply with their regulatory requirements. We pride ourselves on delivering first-class client service through a motivated team. Our Irish operations consist of approximately 50 people from fund administration, investment management, compliance and risk backgrounds.
About the role
This is a truly exciting opportunity where the successful individual will develop a unique understanding of the inner workings of the ManCo whilst gaining excellent regulatory compliance experience and an understanding of Central Bank of Ireland and European Regulatory requirements. No day will be the same, and by reporting directly to the Head of Compliance, you will be well-positioned for consistent learning and professional development.
Equally, you will also have regular interaction with internal teams, including Relationship Management, Fund Operation Oversight, Legal and Risk. There will also be the opportunity to gain client and fund board exposure down the track. The firm is constantly growing, provides strong career progression, and offers a very competitive package.
The Role & Responsibilities
● Involvement in the production of reports for board and committee meetings
● Assist in the review of compliance policies and procedures to comply with relevant regulations and support the development of a robust Compliance culture;
● Support the development and oversight of the Compliance Monitoring Programme;
● Putting together insightful compliance and regulatory summaries and updates for staff/internal teams leveraging legal, industry and online resources
● Monitor compliance inbox, handle queries raised through the inbox and escalate where necessary
● Overall responsibility for monitoring and control of internal Breach & Error register. Reviewing all breaches and errors on the register in a timely basis and signing off on each individual breach and error. Investigating and linking with teams internally for further information where required and escalating where breaches/errors might be deemed reportable to the Regulator.
● Responsibility for monitoring and control of other internal logs e.g. Cyber Security, Complaints, Data Protection. Reviewing, investigating and signing off on entries in the register.
● Responsible for maintaining and monitoring compliance calendars and ensuring filings for CBI for all relevant funds and the ManCo are completed.
● Dealing with regular ad hoc queries involving significant internal stakeholder interaction.
● Reviewing compliance policies and new regulations, completing initial drafts
● Involvement in various Internal Projects representing the Compliance function
The Individual
● Minimum 2 Years of relevant Funds industry experience from Compliance. Candidates with experience in AML, TA, FA or Depo may also be considered.
● Someone who has the desire to build a career within compliance and has an interest and knowledge of regulations and the regulatory environment.
● University degree (or equivalent qualification) and has started or planning to start a compliance-related course for e.g., LCOI
● Working knowledge and understanding of UCITS and/or AIF’s necessary
● Approachable and interpersonal and a strong communicator, happy to liaise with internal teams and various stakeholders.
● Excellent attention to detail and analytical skills
● Excellent written and oral communication skills
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